Financial Entities
- Supervision
- Regulation of financial entities
- Relations with supervisory bodies
- Constitution of financial entities
- Cross-border activity and community passports
- Sanctioning files
- Regulatory compliance
- Exercise of the regulatory compliance function in a delegated manner or assis-tance to the Compliance Officer
- Design and implementation of manuals, policies, procedures and controls
- Specific training in Corporate Governance, Market Abuse, AML/TF and Sustaina-bility
- Products and services to clients
- Adaptation of contracts to sector regulations
- New channels and distance marketing
- Financial instruments
- Payment services
- Electronic money services
- Fintech. Advice and consultancy for different models
- Open Banking, Marketplaces, e-Money and payments
- Crypto-assets trading
- Crowdfunding & Lending
- Financial Management
- InsurTech
- Investments & savings
- Corporate Governance
- Strategy and innovation
- Performance and evaluation
- Leadership succession and remuneration
- Operations
- Internal and external reporting
- Stakeholder relations
Anti-Money Laundering
- Supervision
- Representation before regulatory bodies
- Legal audits
- Annual independent expert review
- Risk analysis
- Procedures and policies
- Adequacy of agent and correspondent networks
- Regular advice on potential suspicious transactions
- General and qualified training for employees, for the Central Information Office and similar
Crypto
- Advice on the registration before the Bank of Spain of virtual currency for fiat currency exchange service providers and electronic wallet custodian service providers
- Drafting of the Risk Analysis and AML Handbook
- Local currencies design, feasibility analysis, and implementation
- Legal advice in the day-to-day business
- Consultancy in relation to crypto-asset advertising
Sustainability
- Sustainability diagnosis.
- Strategy and creation of shared value. Sustainability plan.
- Integration of the Sustainable Development Goals (SDG).
- Materiality analysis and non-financial risks.
- ESG / Sustainable Finance (Disclosure/SFRD, Taxonomy, MiFID and MiFIR, UCITS and AIFMD, SRD II, Benchmark Indices, Green Bond Standard, Ecolabel for financial products, etc.)
- Integral management and control of projects with social and environmental impact in the supply chain
- Sustainability for directors.
- Reporting. Non-Financial Information Statement (NFIS) or verification (NFV).
- Stakeholder relationship model.
- Ad-hoc training.
Data protection and information society services
- Initial analysis of the situation in order to understand the degree of adaptation needed to the regulations in force.
- Risk analysis of the data processing carried out.
- Drafting of policies and procedures, among others, related to: (i) consent from the data subject; (ii) exercise of rights of data subjects; (iii) providing prior information to the data subject; (iv) impact assessments; (v) records of processing activities.
- Design and implementation of policies and procedures, Drafting of informative clauses for interested parties.
- Due diligence of managers and/or assignees.
Foreign commerce
- Internationalisation of Spanish companies
- Establishment of foreign companies in Spain
- Preparation of purchase, agency, distribution and joint venture contracts
- Guarantees in foreign trade
- Transnational collection and payment systems
Commercial
- Specialist advice to start-ups and e-commerce.
- Drafting of contracts with clients, suppliers and business partners.
- Legal advice on day-to-day business.
- Corporate, including external secretarial services.
- Business restructuring operations.
- Legal due diligence processes.
