Practice areas

Financial institutions

Supervision

  • Regulation of financial institutions in general
  • Relations with supervising bodies
  • Establishment of financial institutions
  • Cross-border activity and EU passports
  • Sanction proceedings

Regulatory compliance

  • Due diligence for contracts
  • Transparency in operations
  • Assistance to the compliance officer
  • Prevention of money laundering
  • Regular reporting

Products and services for clients

  • Adequacy of contracts to the sectorial regulation
  • New channels and distance marketing
  • Financial instruments
  • Payment procedures

Prevention of Money Laundering

  • Representation before regulatory bodies
  • Legal audits
  • Annual exam by an independent expert
  • Risk analysis
  • Adaptation to networks of agents and correspondents

  • Procedures and policies regarding the prevention of money laundering and terrorism financing
  • Recurrent advice on potentially suspicious operations

  • General training for employees, collaborators and agents and qualified training for OCI (internal control body) members, executives, managers, legal and compliance
  • Administrative and legal proceedings
  • Communication to SEPBLAC (commission for the prevention of money laundering and monetary infringement) about the entity representative

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Commercial Law

  • Legal advice for start-ups
  • Drafting of contracts
  • Corporate law, company secretary services
  • Corporate restructuring operations
  • M&A – mergers and acquisitions
  • Corporate governance
  • Legal due diligence processes
  • Legal advice for foundations and NGOs

Procedure Law

  • Administrative disputes
  • Civil
  • Commercial
  • Recovery of unpaid debts
  • Arbitration
  • Pre-litigation
  • Banking litigation

Foreign trade

  • Internationalisation of Spanish firms
  • Introduction of foreign firms in Spain
  • Preparation of purchase-sale contracts, agency, distribution and joint venture
  • Company formation processes
  • Foreign trade guarantees
  • Payment and charging systems

Compliance

  • Legal advice on implementation processes
    • Check list to verify the state of affairs of the firm
    • Round of interviews with administrators, managers, and where appropriate, personal
    • Risk analysis to create a framework
    • Risk map
    • Preliminary measurement report
    • Control procedures
  • Audit of the procedures and controls introduced
  • Advice for the compliance manager

Social responsibility

  • Head of strategic design: Master Plan
  • Drafting of codes: ethics, conduct and good governance
  • Management, measurement and assessment
  • Obtaining of certificates
  • Reporting, sustainability reports or composite report
  • Customised training plans
  • Integration in stock sustainability indexes (DJSI, FTSE4Good, etc.)
  • Introduction to the Equator Principles in financial institutions

Data protection

  • Legal data auditing:
    • Identification of files, registrations, cancellations, modifications
    • Establishing of internal regulations for data processing
    • Preparation of data collection forms
    • Drafting of security documents

  • Preparation of privacy policies and telematics codes
  • Response to exercise the rights of access, rectification, cancellation and opposition
  • Terms of use and contracting on the website

Are you ready for the new European Data Protection Regulation?

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